0001144204-16-081067.txt : 20160212 0001144204-16-081067.hdr.sgml : 20160212 20160211200334 ACCESSION NUMBER: 0001144204-16-081067 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160211 GROUP MEMBERS: AUSTIN VENTURES X, L.P. GROUP MEMBERS: AV PARTNERS IX, L.L.C. GROUP MEMBERS: AV PARTNERS IX, L.P. GROUP MEMBERS: AV PARTNERS X, L.L.C. GROUP MEMBERS: AV PARTNERS X, L.P. GROUP MEMBERS: CHRISTOPHER A. PACITTI GROUP MEMBERS: JOHN D. THORNTON GROUP MEMBERS: JOSEPH C. ARAGONA GROUP MEMBERS: KENNETH P. DEANGELIS GROUP MEMBERS: PHILIP S. SIEGEL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RetailMeNot, Inc. CENTRAL INDEX KEY: 0001475274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 260159761 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87553 FILM NUMBER: 161413734 BUSINESS ADDRESS: STREET 1: 301 CONGRESS AVENUE STREET 2: SUITE 700 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512.777.2970 MAIL ADDRESS: STREET 1: 301 CONGRESS AVENUE STREET 2: SUITE 700 CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: WhaleShark Media, Inc. DATE OF NAME CHANGE: 20111028 FORMER COMPANY: FORMER CONFORMED NAME: Whale Shark Media, Inc. DATE OF NAME CHANGE: 20091120 FORMER COMPANY: FORMER CONFORMED NAME: Smallponds, Inc. DATE OF NAME CHANGE: 20091026 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Austin Ventures IX LP CENTRAL INDEX KEY: 0001414045 IRS NUMBER: 202804323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O AUSTIN VENTURES STREET 2: 300 WEST 6TH STREET, SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-485-1900 MAIL ADDRESS: STREET 1: C/O AUSTIN VENTURES STREET 2: 300 WEST 6TH STREET, SUITE 2300 CITY: AUSTIN STATE: TX ZIP: 78701 SC 13G/A 1 v431481_sc13ga.htm SC 13G/A

  

Page 1 of 18

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Schedule 13G

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)

(Amendment No. 2)*

 

RetailMeNot, Inc.

(Name of Issuer)

 

Series 1 Common Stock

(Title of Class of Securities)

 

76132B106

(CUSIP Number)

 

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨Rule 13d-1(b)

 

¨Rule 13d-1(c)

 

xRule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 

Page 1 of 18

Exhibit Index on Page 16

 

 

 

 

CUSIP # 76132B106 Page 2 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Austin Ventures IX, L.P. (“AV IX”)

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                             (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
  6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                        0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                        PN

 

 

 

 

CUSIP # 76132B106 Page 3 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

AV Partners IX, L.P.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
  6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                   0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                   PN
   

 

 

 

 

CUSIP # 76132B106 Page 4 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

AV Partners IX, L.L.C.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
  6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                   0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                   OO

 

 

 

 

CUSIP # 76132B106 Page 5 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Austin Ventures X, L.P. (“AV X”)

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
  6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                   0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                   PN

 

 

 

 

CUSIP # 76132B106 Page 6 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

AV Partners X, L.P.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
  6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                  0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                  PN

 

 

 

 

CUSIP # 76132B106 Page 7 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

AV Partners X, L.L.C.

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
  6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                  0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                  OO

 

 

 

 

CUSIP # 76132B106 Page 8 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Joseph C. Aragona

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
  6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                  0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                  IN

 

 

 

 

CUSIP # 76132B106 Page 9 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Kenneth P. DeAngelis

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                  0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                  IN

 

 

 

 

CUSIP # 76132B106 Page 10 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Christopher A. Pacitti

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
30,000
6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
30,000
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          30,000
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                  0.1%
12 TYPE OF REPORTING PERSON
                                                                                                                                                  IN

 

 

 

 

CUSIP # 76132B106 Page 11 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

Philip S. Siegel

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                  0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                  IN

 

 

 

 

CUSIP # 76132B106 Page 12 of 18

 

1

NAME OF REPORTING

SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

John D. Thornton

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
                                                                                                                                   (a)         ¨         (b)         x
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen


NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
5 SOLE VOTING POWER
-0-
6 SHARED VOTING POWER
-0-
  7 SOLE DISPOSITIVE POWER
-0-
  8 SHARED DISPOSITIVE POWER
-0-

9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON                                                                                                          -0-
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES                                                                                                         ¨
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
                                                                                                                                                  0.0%
12 TYPE OF REPORTING PERSON
                                                                                                                                                  IN

 

 

 

 

CUSIP # 76132B106 Page 13 of 18

 

This Amendment No. 2 amends the Statement on Schedule 13G, previously filed by Austin Ventures IX, L.P., a Delaware limited partnership, AV Partners IX, L.P., a Delaware limited partnership, AV Partners IX, L.L.C., a Delaware limited liability company, Austin Ventures X, L.P., a Delaware limited partnership, AV Partners X, L.P., a Delaware limited partnership, AV Partners X, L.L.C., a Delaware limited liability company, Joseph C. Aragona, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel and John D. Thornton. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.” Only those items as to which there has been a change are included in this Amendment No. 2.

 

ITEM 4.OWNERSHIP

 

The following information with respect to the ownership of the Series 1 Common Stock of the issuer by the person filing this Statement is provided as of December 31, 2015.

 

(a)Amount beneficially owned:

 

See Row 9 of cover page for each Reporting Person.

 

(b)Percent of Class:

 

See Row 11 of cover page for each Reporting Person.

 

(c)Number of shares as to which such person has:

 

(i)Sole power to vote or to direct the vote:

 

See Row 5 of cover page for each Reporting Person.

 

(ii)Shared power to vote or to direct the vote:

 

See Row 6 of cover page for each Reporting Person.

 

(iii)Sole power to dispose or to direct the disposition of:

 

See Row 7 of cover page for each Reporting Person.

 

(iv)Shared power to dispose or to direct the disposition of:

 

See Row 8 of cover page for each Reporting Person.

 

ITEM 5.OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:         x Yes

 

 

 

 

CUSIP # 76132B106 Page 14 of 18

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 11, 2016

 

AUSTIN VENTURES IX, L.P. /s/ Kevin Kunz
By AV Partners IX, L.P., Signature
Its General Partner  
By AV Partners IX, L.L.C. Kevin Kunz
Its General Partner Chief Financial Officer/Attorney-In-Fact
   
AV PARTNERS IX, L.P. /s/ Kevin Kunz
By AV Partners IX, L.L.C. Signature
Its General Partner  
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
AV PARTNERS IX, L.L.C. /s/ Kevin Kunz
  Signature
   
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
AUSTIN VENTURES X, L.P. /s/ Kevin Kunz
By AV Partners X, L.P., Signature
Its General Partner  
By AV Partners X, L.L.C., Kevin Kunz
Its General Partner Chief Financial Officer/Attorney-In-Fact
   
AV PARTNERS X, L.P. /s/ Kevin Kunz
By AV Partners X, L.L.C., Signature
Its General Partner  
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
AV PARTNERS X, L.L.C. /s/ Kevin Kunz
  Signature
   
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact

 

 

 

 

CUSIP # 76132B106 Page 15 of 18

 

JOSEPH C. ARAGONA /s/ Kevin Kunz
  Signature
   
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
KENNETH P. DeANGELIS /s/ Kevin Kunz
  Signature
   
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
CHRISTOPHER A. PACITTI /s/ Kevin Kunz
  Signature
   
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
PHILIP S. SIEGEL /s/ Kevin Kunz
  Signature
   
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact
   
JOHN D. THORNTON /s/ Kevin Kunz
  Signature
   
  Kevin Kunz
  Chief Financial Officer/Attorney-In-Fact

 

 

 

 

CUSIP # 76132B106 Page 16 of 18

 

EXHIBIT INDEX

 

    Found on
Sequentially
Exhibit   Numbered Page
     
Exhibit A:  Agreement of Joint Filing   17
     
Exhibit B: Power of Attorney   18

 

 

 

 

CUSIP # 76132B106 Page 17 of 18

 

exhibit A

 

Agreement of Joint Filing

 

Note that a copy of the applicable Agreement of Joint Filing is already on file with the appropriate agencies.

 

 

 

 

CUSIP # 76132B106 Page 18 of 18

 

EXHIBIT B

 

Power of Attorney

 

Note that a copy of the applicable Power of Attorney is already on file with the appropriate agencies.